Knowledge · Regulation

Who actually regulates artisanal cobalt.

No single rulebook governs it. Artisanal cobalt sits where Congolese law, foreign market-access rules and voluntary standards meet, and the most-quoted laws often don't apply at all.

There is no one cobalt law. What reaches an artisanal pit in Lualaba is a stack of overlapping rules: how the DRC taxes and channels the metal, what buyers abroad must check before it enters their market, and the voluntary standards that fill the gaps in between.

We map the instruments that actually bear on artisanal cobalt, each dated, status-tagged and linked to its source.

Regulation here moves fast: the export regime has changed three times since early 2025. Treat every entry as a dated snapshot, not a settled fact.

Mind the gap

The famous laws that don't cover cobalt.

US Dodd-Frank §1502The landmark "conflict minerals" law is 3TG only. No US conflict-minerals disclosure attaches to cobalt.
EU Conflict Minerals RegulationAlso 3TG only. Cobalt's binding EU hook is the Batteries Regulation, not this.
ITSCI traceabilityThe bag-and-tag scheme covers tin, tantalum and tungsten, not cobalt.
ICGLR regional certificationCertifies conflict-free 3TG across the Great Lakes. Cobalt sits outside it.
Section 01

Congolese law05

How the DRC defines, taxes, channels and now rations its cobalt.

Mining CodeLoi 007/2002 · 18/001

In force
DRC — Ministry of Mines· 2002, rev. 2018

The statutory regime for all mining titles, royalties and the artisanal framework. The 2018 revision raised royalties, added a windfall tax, and created a "strategic minerals" category.

For artisanal cobaltThe legal basis for artisanal zones, creuseur cards and cooperatives, and the vehicle through which cobalt became a strategic substance.
Source

Cobalt as a "strategic substance"Décret 18/042

In force
DRC — Council of Ministers· 2018

Designated cobalt (with germanium and coltan) a strategic mineral, raising its royalty from 2% to 10%.

For artisanal cobaltThe 10% royalty now drives the export-control economics that bear on every tonne, artisanal included.
Source

Artisanal zones, cards & cooperativesZEA

In force
DRC — Ministry of Mines / SAEMAPE· ongoing

Artisanal mining is lawful only for card-holding adults, grouped in an approved cooperative, inside a designated Artisanal Exploitation Zone (ZEA).

For artisanal cobaltThe only lawful channel for artisanal cobalt — but most ASM cobalt sits on or beside industrial concessions, so the system is widely under-implemented.
Source

Entreprise Générale du CobaltEGC

In force
DRC — Gécamines subsidiary· 2019

A state monopoly (Décrets 19/15–16) over the purchase, processing, sale and export of all artisanally-mined cobalt in the DRC.

For artisanal cobaltThe central instrument meant to channel and trace artisanal cobalt. Long dormant; produced its first ~1,000 t of traceable artisanal cobalt only in November 2025.
Source

Export suspension → quota regimeARECOMS

In force
DRC — Mines + Finance regulator· 2025–2027

A full export suspension on 22 Feb 2025 (extended in June) was replaced from Sept 2025 by an export quota: 96,600 t/year for both 2026 and 2027, with prepaid royalty and quota certificates (AVQ).

For artisanal cobaltApplied to artisanal as well as industrial cobalt, constraining the very export route EGC is meant to channel. The fastest-moving rule on this page.
Source
Section 02

Market-access rules abroad07

What buyers in the EU and US must check before cobalt enters their market, and which famous rules skip it.

OECD Due Diligence GuidanceOECD DDG

Voluntary
OECD· 2016 (3rd ed.)

The five-step, risk-based due-diligence framework for minerals from conflict-affected and high-risk areas — the de facto global reference.

For artisanal cobaltMineral-agnostic and explicitly applied to cobalt. It is the backbone the EU Batteries Regulation, RMI and EGC all build on.
Source

EU Batteries Regulation2023/1542

Phasing in
European Union· 2023

Supply-chain due-diligence duties on cobalt, lithium, nickel and graphite in batteries placed on the EU market, aligned to the OECD framework.

For artisanal cobaltThe single most consequential rule that explicitly names cobalt. Its due-diligence duties were postponed from 2025 to 18 August 2027.
Source

EU Conflict Minerals Regulation2017/821

In force
European Union· 2017 (applies 2021)

Mandatory OECD-aligned due diligence for EU importers of tin, tantalum, tungsten and gold (3TG) from conflict-affected areas.

For artisanal cobaltOften cited in cobalt debates, but it does not touch cobalt at all.
Does NOT cover cobalt — 3TG only. Cobalt’s binding EU hook is the Batteries Regulation.
Source

US Dodd-Frank Act §1502

In force
United States — SEC· 2010

Requires US-listed issuers to disclose use of "conflict minerals" sourced from the DRC and its neighbours.

For artisanal cobaltThe landmark conflict-minerals law, routinely assumed to cover Congolese cobalt. It does not.
Does NOT cover cobalt — "conflict minerals" is statutorily 3TG only.
Source

EU Corporate Sustainability Due Diligence DirectiveCSDDD

Phasing in
European Union· 2024

Obliges large companies to identify and address human-rights and environmental harms across their chain of activities.

For artisanal cobaltA broad horizontal duty that captures cobalt supply chains, though scaled back and delayed (first wave now ~2028) by the 2025 simplification package.
Source

German Supply Chain Due Diligence ActLkSG

In force
Germany — BAFA· 2023

Requires in-scope German companies to run human-rights and environmental due diligence across their supply chains.

For artisanal cobaltCaptures cobalt-using German firms (autos, batteries); a major driver of corporate scrutiny of DRC cobalt sourcing.
Source

US–DRC minerals & security framework

Advancing
United States + DRC· 2025

A framework pairing US access to DRC critical minerals (including cobalt) with security cooperation and supply-chain investment.

For artisanal cobaltPositions traceable DRC cobalt, including EGC artisanal output, for a Western market route. A framework, not yet a binding treaty.
Source
Section 03

Voluntary standards03

The audit schemes and site-level programmes that fill the space the law leaves open.

RMI — Cobalt Refiner Due Diligence StandardRMAP

Voluntary
Responsible Minerals Initiative· active

A third-party audit scheme assessing cobalt refiners against OECD-aligned due diligence, producing a conformant-refiner list.

For artisanal cobaltThe main downstream lever pushing refiners to verify the origin and conditions, including ASM, of the cobalt they process.
Source

Cobalt Industry Responsible Assessment FrameworkCIRAF

Voluntary
Cobalt Institute· active

A responsible-sourcing self-assessment-and-reporting framework for Cobalt Institute members, mapped to OECD due diligence.

For artisanal cobaltGives members a structured way to identify and manage ASM-related risks in their cobalt supply chains.
Source

Site-level ASM monitoring & remediation

Voluntary
FCA, Better Mining, GBA Battery Passport· active

Programmes that improve conditions and collect data directly at artisanal cobalt sites, feeding downstream due diligence.

For artisanal cobaltWhere regulation meets the pit: the practical layer that turns due-diligence requirements into changes on the ground.
Source
A moving target

Rules written faster than they settle.

The export quota changes year to year; the EU's due-diligence dates keep shifting. Everything here is dated and linked so you can check the current state at the source. Found something out of date? Tell us.